The Origin of Life

Bright light

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Thermodynamic perspective
This essay will look at livings systems in the light of thermodynamics.

Livings systems will be considered as dissipative structures - mechanisms which flatten out energy gradients in the environment - by degrading sources of potential energy into heat.

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Burning bright
The basic idea discussed here is that living systems evolve in a way that maximally degrades the energy resources available to them.

Ecosystems evolve by accumulating technology which assist them in:

  • identifing sources of potential energy and...

  • utilising those resources for reproductive ends.

As a consequence of evolution, ecosystems typically become increasingly adept at identifying and utilising sources of potential energy within their environment.
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Why burn bright?
The reason for thinking that ecosystems might behave in this way has a conceptually simple theoretical foundation:

In a competition between two similar populations the group with greater ability to locate and utilise sources of energy is likely to prevail. Consequently we might expect to see a greater rate of utilisation of resources as time passes - and organisms get better at using environmental energy sources - and turning potential energy into offspring.

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Support
Kay and Schneider [1] explored a number of the ideas discussed here - in 1994.

They wrote, for example:

ecosystems develop and select energetic pathways that strive to degrade as much of the energy available to them as possible.

This appears to invert the conventional wisdom that living systems are attempting to create order - partly in the form of copies of their genome - rather than disorder. However - as we will come to see - these activities are rather fundamentally interrelated.

Another supporter seems to be Michael J. Russel [4]:

What does Life do?

It responds electrochemically to geochemical and photochemical tensions on Earth by attempting to resolve them, remaking itself in the process that it might create a greater overall disorder. Or in the words of Simon Black (2000) -"energy uses an organism as a mechanism for self- dissipation."

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Self-organising systems dissipate energy
An example of a self-organizing system that is well known for increasing the rate of entropy increase is the vortex that forms when draining fluids through small holes.

This example is one of the illustrations of the "gradient reducing nature of self-organizing systems" used by Kay and Schneider.

[dribble]
Dribble

[vortex]
Vortex

Anyone who's spent much time getting liquids out of bottles is already intuitively familiar with the phenomenon illustrated above.

If you give the liquid a slight spin then a vortex forms - and the liquid comes out much more rapidly.

The turbulent flow finds that it can best dissipate energy if it forms an air channel from the surface of the liquid to the exit hole. This air channel allows air to flow in in a continuous stream - so the pressure differential which would otherwise ect to hold the water in the bottle is minimised.

In my experiments, creating such a vortex reduced total drainage times by a factor of three - representing a large rise in the rate of entropy increase.

As Kay and Schneider point out, much the same phenomena plays a role in dissipating energy in the atmosphere - in the form of real tornadoes and hurricanes.

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Maximum entropy increase
Some of the most impressive work I have seen on dynamical systems that maximise thair rate of energy degradation has come from Japanese workers studying turbulence and meteorological phenomena.

In particular the work of Hisashi Ozawa [3] is well worth examining more closely.

The following quotes from the abstract should give the general flavour:

Previous works on thermodynamics of the climate system are reviewed in the light of a thermodynamic concept presented here.

It states that entropy of thermal reservoirs connected through a non-linear system, in which materials interact mutually, will increase along a path of evolution with a maximum rate of entropy increase, among a manifold of allowed paths. [...]

Consequently, it is found that Paltridge's suggestion on maximum entropy increase by turbulent heat transport in the earth's climate system, as well as Malkus-Howard-Busse's suggestion on maximum energy dissipation in turbulent flows, is rigorously explained by the single thermodynamic concept.

The idea that nonlinear systems evolve in such a way as to maximally increase entropy has been christened by some authors as the principle of maximum dissipation (sometimes abbreviated to "MPD"). It turns out this can sometimes be used to help calculate the evolution of a system - in much the same way that the principle that light rays take the shortest path through a system can be used to calculate angles of refraction.

While it is interesting that phenomena such as turbulent fluid flow naturally migrate to states where they are dissipating energy as rapidly as possible - I feel that such simple self-organizing systems only represent the beginnings of what is possible.

In order to really dissipate energy properly you need a living system, so that sources of potential energy are actively sought-out - and it should really be capable of evolving intelligent life - since intelligence is the route to developing most technologies for locating and utilising potential energy sources.

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Burning bright - or burning long?
The rate at which the resources can be utilised can be a factor which influences the competitiveness of a population.

If two populations expand into an environment which has plentiful resources, the population that can most rapidly translate the energy into offspring is likely to wind up with a significant weight of numbers - and this can easily translate into a competitive advantage in any battle for what remains.

Overall efficiency can also be relevant - in times where food is scarse, the future may belong - not to the population that attemps to turn its food into increased population as rapidly as possible - but rather to those that maintian a low population size and conserve their food supplies.

These strategies are usually mutually exclusive - burning brightly is usually not going to produce a light that lasts for such a long time.

I believe these strategies can usefully be seen as the result of optimising over different time periods. The first is more short sighted - while the latter takes a more long term view.

In the context of this essay the question of whether nature is "burning bright", or is "burning long", boils down to the question of whether she is maximising burn rate - or is creating maximal eventual disorder. It seems likely that the truth lies somewhere in between these two extremes.

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Maximising order - and maximising disorder
Evolutionary biologists often judge the "worth" [1] of biological features, by considering to what extent they contribute to the copying of the genotype responsible for that feature.

In thermodynamic terms, that can be seen as a rather simple approximation of the quantity of order condensed from the environment into its own tissues.

The approach here suggests another metric - namely the extent to which a feature contributes to degrading the various sources of energy in the environment - increasing overall entropy - and creating disorder.

These metrics are clearly closely related - since in the process of creating the order present in those genomes, a great deal of disorder will inevitably need to be created somewhere.

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Attempts to maximise order actually maximise disorder
A thermodynamic analogy may help to see why maximising order in one place has the effect of maximising the total disorder:

Imagine you have a fridge, which you want to keep cool. The colder you make it, the more energy it takes to maintain its temperature in the face of ambient heat from the environment. Similarly if you want to make the fridge larger, it will take more energy to keep it cool - since the rate of heat loss through the surface will increase - due to the increased surface area.

In this analogy, the cool fridge represents the order in a living system. Attempts to increase this appear to inevitably result in more disorder elsewhere.

It seems that any dynamical system that attemps to create order in one region will inevitably wind op doing so by increasing the total entropy. The more order it attempts to maintain, the greater rate at which it depletes the available energy sources.

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The thermodynamic view
There are advantages to adopting a thermodynamic stance. It better allows comparisons between individuals from different species - than counting genes does.

Often, counting genes, genomes - or any other reproductive unit - would be a rather pointless exercise - since comparions between species would make little sense.

To those unfamiliar with the idea, it might seem odd to describle the "purpose" or "function" of a "designoid" system in thermodynamic terms - rather than in terms of making more copies of genes - but it seems to me that such a description more accurately represents what is fundamentally going on.

Such thermodynamic metrics - in common with the more familiar reproductive ones - can both be applied over different timescales.

Since different elements of a system may be attempting to optimise over different timescales - constructing a single function that is being optimised may prove challenging.

The relationship between created order and environmental disorder suggests a flip-side to approaches involving measuring reproductive success.

Rather than attemping to estimate the extent of the order created by a living system - you could see to what extent it has made use of the available energy sources.

Looking at the state of sources of environmental energy may sometimes be more practical than attemping to assess the order created by an ecosystem.

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Is life creating order - or disorder?
Is the creation of disorder by ecosystems a "by-product" of their striving towards order?

Or can we follow Kay and Schneider [1] - and say that ecosystems "strive to degrade as much of the energy available to them as possible"?

It seems established that attempts to create order will necessarily increase overall entropy.

Similarly it seems that one of the best ways to increase entropy - in the long term - is to introduce a complex living system into the environment.

The thesis that living systems are attempting to maximise total entropy is "paradoxically" very similar to the one that they are attempting to create maximum local order (by making many copies of their genome).

Overall, I'm inclined to state the goal of living systems in overall thermodynamic terms - and thus to talk about creating disorder - rather than (say) maximising the number of copies of genes created.

Though very similar, the two ideas expressed above are different from one another - and will make different predictions.

I think the thermodynamic expression will eventually be seen as more accurate description of what's going on under such circumstances.

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Does life really maximise disorder?
It is not easy to show that life is maximally effective at increasing entropy. However it seems likely that it will be much more effective than most of the alternatives - provided not too short term a view is taken.

Nuclear explosions might well create a rapid local entropy increase faster than a typical living system would manage - but the effect is localised - and short lived. A living system ought to be able to do a much better at increasing entropy in the long term than such an explosion.

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Inefficiencies
The idea that ecosystems maximise their rate of energy dissipation does not necessarily mean that they are coming to utilise their energy more efficiently.

Indeed, perhaps rather the opposite: it's been argued (by Lotka [9]) that the process of degrading available energy sources as rapidly as possible will inevitably involve a substantial degree of waste.

However, it can be argued that such "maximum power principles" will result in efficiency of a kind - and avoidance of some sorts of "pointless" waste.

One possible objection to the idea that populations come to utilise their resources with increasing efficiency is that populations are fundamentally lacking in harmony - by virtue of being divided into discrete individuals with conflicting objectives.

The tragedy of the commons, greedy predation, "driving genes", within-species conflict and runaway sexual ornamentation can all be seen as being counter-productive - from the point of view of overall efficiency - and it might be that barriers such as these will prevent energy from ever being utilised very efficiently.

While I don't regard this objection as very serious, I discuss it in more detail here.

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Between order and chaos
I hope the ideas discussed here will throw some light on the popular notion of "life evolving to the edge of chaos".

I have a separate document discussing this matter - here.

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Progress
I consider technology to be the primary key to identifying and unlocking environmental energy sources.

The first organisms used chemical energy to operate. Over time a variety of technologies were invented, to allow organisms to capture energy from sunlight, from heat differences, from wind and the tides.

In modern times, technological advances have opened up new energy resources - and can be extracted directly from atoms.

Structural technologies were invented that facilitated the occupation of land.

Once such useful technologies are developed by living organisms they are widely transmitted via inheritance or symbiosis - and are rarely lost again.

The history of life thus has a progressive character - it is a history of progressive technological development.

There are those who argue that "Progress does not rule the history of life" [5] - but that is patently utter nonsense: in fact, living systems are characterised by cumulative technological development.

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The future
The picture painted here of life acting as an energy degrader that is getting better and better at doing its job might suggest images of future living systems as devastating explosions - expanding through unoccupied regions at great speed and causing complete and utter destruction in their wake.

I don't mean to suggest that in the future there will also be such emphasis on maximum speed in the short term.

Life has been very short-sighted in the past.

Part of the reason for the historical short-sightedness is that until relatively recently, saying much about the future was very difficult because the equipment available for building models of the future were very primitive.

Now living systems are becoming much better at understanding their environment and predicting the future - though unfortunately a rapid pace of change is acting simultaneously to make the task more difficult.

I hope in the future living systems will do a better job of managing their resources based on future expectations - and think that it might well sometimes turn out to be a better stratgey for living systems to save resources for later - in the hope of persisting for longer.

If "maximum speed" does remain desirable then I do not know how rapidly future generations will be able to expand their horizons - or to what extent they will succeed in turning whatever resources in their path into background radiation - but I fully expect that very impressive feats on these fronts are possible.

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References
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Notes


tim@tt1.org | http://originoflife.net/